This week, the HBS hosts are joined by Dimitris Vardoulakis (Associate Professor of Philosophy at Western Sydney University) to discuss the phronetic tradition and its significance for ethics, politics, and democracy. Drawing on Hannah Arendt’s understanding of agonism in The Human Condition, Vardoulakis connects what he calls the phronetic tradition to human interaction and instrumental thinking, emphasizing its foundation in uncertainty and disagreement.
Our conversation with Vardoulakis traces the historical development of the phronetic and so-called “ineffectual” traditions, examining their roots in ancient philosophy, their transformation through Judeo-Christian metaphysics, and their impact on contemporary political thought. Vardoulakis critiques current approaches to agonistic democracy and advocates for a renewed focus on phronesis as a way to approach ethical and political action without reliance on transcendence or the extremes of anarchism.
With references to Spinoza, Derrida, Jon Stewart, and more, this conversation invites listeners to reconsider how we structure collective life in the face of conflict and uncertainty.
In this episode, we reference the following thinkers/ideas/texts/etc.:
- Dimitris Vardoulakis, Spinoza, the Epicurean: Authority and Utilitarianism in Materialism (EUP, 2022)
- Dimitris Vardoulakis, The Ruse of Techne: Heidegger’s Magical Materialism (2024)
- Dimitris Vardoulakis, Stasis Before the State: Nine Theses on Agonistic Democracy (Fordham UP, 2017)
- How To Do Everything podcast (NPR)
- Max Horkheimer and Theodor Adorno, Dialectic of Enlightenment (1944)
- Aristotle, Nicomachean Ethics (350 BCE)
- Benedict de Spinoza, Ethics (1677)
- Immanuel Kant, Critique of Practical Reason (1788)
- Immanuel Kant, “On a Supposed Right to Lie for Philanthropic Reasons” (1797)
- Pierre Bayle on Spinoza
- Benedict de Spinoza, Theologico-Political Treatise (1670)
- Martin Heidegger, “The Letter on Humanism” (1946)
- Augustine of Hippo, City of God (426 C.E.)
- Jacques Derrida, The Politics of Friendship (1997)
- Stoicism
- Karl Marx on class differentiation
- Karl Marx and Friedrich Engels, The Communist Manifesto (1848)
- Adam Smith, Theory of Moral Sentiments (1759)
- Friedrich Heinrich Jacobi
- Cicero, On Fate (44 BCE)
- Moira Gatens and Genevieve Lloyd, Collective Imaginings: Spinoza, Past and Present (SUNY Press, 1999)
- Dimitris Vardoulakis, Freedom from the Free Will (SUNY Press, 2017)
- Augustine of Hippo, City of God (426 C.E.)
- John Stuart Mill, Utilitarianism (1861)
- Hannah Arendt, The Human Condition (1958)
- Jacques Derrida, Rogues: Two Essays on Reason (2005)
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Full Transcript of Episode 161: "The Phronetic Tradition: Ethics, Democracy, and Agonism (with Dimitris Vardoulakis)":
Leigh: Welcome back to another episode of Hotel Bar Sessions!
My name is Leigh Johnson, and I’m joined by my fabulous co-hosts, Rick Lee and
David Gunkel. Today, we’re speaking in praise of instrumentality with a guest
who we’ll introduce in just a moment. But first, let’s go around and get some
drink orders and hear about your rants or raves. Rick, let’s start with you.
Rick: I’m having a Boulevardier and ranting about
landlord-controlled heating. I haven’t lived in an apartment without its own
thermostat in years, but I’m currently away from home, and the first two days
here were freezing. Then the heat kicked on—and it hasn’t stopped. It’s like a
sauna in here, and I don’t think I could record this podcast naked! Let
everyone control their own heat. Amen to that.
As you mentioned, Leigh, we’re joined
today by a good friend of ours and the podcast, Dimitris Vardoulakis. He’s
someone I’ve shared many philosophical conversations with over drinks, dinner,
and coffee—conversations that he doesn’t consider frivolous or unserious.
Dimitris is a perfect guest for our hotel bar setting.
Dimitris is an Associate Professor of
Philosophy at Western Sydney University and the author of numerous essays and
books. Let me mention a few of his recent works that are relevant to today’s
discussion. He wrote Spinoza, the Epicurean Authority and Utility and
Materialism, published by Edinburgh University Press, and The Ruse of
Techne: Heidegger's Magical Materialism, which just came out with Fordham
University Press. He’s also recently completed a manuscript on what he calls
"agonistic love politics." A lot of his work delves into the ethics
and politics of what he describes as the ineffectual, and the disastrous
consequences it has for contemporary political theory and ethics. Dimitris,
welcome to the bar! What are you drinking, and are you ranting or raving?
Dimitris: I’d love a straight bourbon—Woodford Reserve Double Oak,
please.
Leigh: Nice choice.
Rick: They must pay you well in Australia!
Dimitris: I discovered the pleasures of bourbon while spending too
much time in the U.S. I was actually going to rant about U.S. politics, which
is very upsetting to watch from outside the country.
Rick: We’re upset about it too.
Leigh: Same here. David, what about you? What’s your drink, and
are you ranting or raving?
David: I’m going with my new favorite shot—the “Fuck Putin” shot,
which I discovered at a bar in Warsaw. It’s made with a bottom layer of
Advocaat, a yellow liqueur, and a top layer of blue Curaçao. It tastes
terrible, but it’s got the best name.
As for my rave, I want to celebrate
people who read books on public transportation. I ride the L a lot, and I
always bring a book. Recently, I locked eyes with someone across from me who
was also reading, and we had a great conversation about how rare it is to see
people reading on the L anymore. We looked around, and sure enough, almost no
one else was reading. Instead, people were watching videos on their phones—with
the sound on, no less—which drives me crazy when I’m trying to read. So, let’s
bring back reading as the OG of public transportation entertainment!
Leigh: Love it!
Rick: Leigh, what about you? What are you drinking, and are you
ranting or raving?
Leigh: I’m keeping it simple with two fingers of Buffalo Trace on
the rocks. Today, I’m raving about a podcast I just discovered called How to
Do Everything. The premise is fascinating—they ask people how to do things
we all think we know about but maybe don’t actually know how to do. Sometimes
they ask celebrities, like Tom Hanks how to handle a 15-minute standing ovation
at the Cannes Film Festival, or Nick Offerman how to cure hiccups.
But they also tackle quirky questions,
like how places get to call themselves “world famous.” For example, Rick’s World Famous Hot Dogs—how does Rick know they’re
world-famous? I highly recommend this podcast. It’s super entertaining!
Now, as we mentioned earlier, Dimitris
is joining us today to talk about instrumentality. Rick, why don’t you set the
stage for this discussion?
Rick: Common sense tells us that most of what we do is aimed at
accomplishing something beyond the act itself. For instance, we eat to nourish
ourselves and stay alive. We drink to enjoy pleasure—or to get drunk. We lie to
get out of sticky situations.
But in the 20th century, philosophers
like Martin Heidegger, Emmanuel Levinas, and Giorgio Agamben began criticizing
instrumental action. Instead, they celebrated actions done purely for their own
sake. For example, someone might play tennis not to get healthy, win, or
experience pleasure, but simply to play tennis. Thinking itself, which
inherently has no external end, became valued precisely because it accomplishes
nothing.
This critique extends to how we view
the natural world. When we see nature instrumentally, we’re tempted to use it
for purposes outside of itself—exploiting and depleting it without recognizing
its intrinsic value.
However, I think pushing this critique
too far can lead to an ethics that is ultimately ineffectual. There’s an
Italian phrase, dolce far niente—the sweetness of doing nothing—but
should this really serve as a universal moral law? Or should we reconsider the
importance of actions aimed at accomplishing something beyond themselves?
Dimitris, as I mentioned earlier,
20th-century philosophers heavily criticized actions taken for external ends.
Yet common sense suggests that we act precisely to achieve something outside of
the act itself. Could you start by explaining why philosophers began critiquing
this approach to action?
Dimitris: A significant factor to consider is what has been
overlooked in critiques of instrumental action, particularly in the so-called Critique
of Instrumental Reason. This includes figures like Heidegger and the
Frankfurt School. A good summary of this critique is found in Dialectic of
Enlightenment by Adorno and Horkheimer. Their argument is that technical or
instrumental actions are inherently tied to structures of power, which use
instrumentality to perpetuate their dominance, prevent political change, and
block broader social and ethical progress.
This critique also suggests that when
instrumentality serves these power structures, it not only stifles ethical and
political transformation but also leads to violence. Instrumentality, they
argue, is inherently violent. I agree with much of this critique. However, my
concern lies in the oversimplification or neglect of the historical and
philosophical richness of instrumentality itself.
If we look at the philosophical
tradition, there are actually two distinct notions of instrumentality. Using
Aristotle’s vocabulary from Book VI of the Nicomachean Ethics,
one is techne, which refers to acting with specific, measurable ends
that are independent of the individual performing the action. These ends are
clear and predefined.
The other notion is phronesis,
or practical wisdom, which involves acting for the good—a good that is not
individual but collective, encompassing everyone involved in the process of
deciding how to act. In phronesis, neither the ends nor the means can be
defined with absolute certainty. The “good” is a general and shared aim, and
the means are constantly subject to judgment and revision.
My critique of instrumental reason is
twofold. First, it is historical: this richer understanding of instrumentality
has been largely forgotten. Second, it is practical: if we adopt the idea that
actions can be good in themselves, where do such actions originate? And what
are their tangible effects?
In much of Continental philosophy,
these actions are often described in terms of “the event” or as forms of art
that offer ethical or political insight. While these ideas are valuable, they
seem to lack concrete effects in reality, and I find that lamentable.
So my question is, what happens if contemporary thought
reintroduces the Aristotelian concept of phronesis—this other notion of
instrumentality? How might it reshape our understanding of ethics and politics?
Rick: It seems to me, though, that in your discussion of phronesis,
you also leave out some kind of instrumentality that might be crucial. This is
both a historical point and maybe just a larger point about human action and
ethics.
Yes, Aristotle does argue that
everything we do aims toward some end which is considered to be good. And then
his problem is: yeah, but there must be an ultimate good, right? Because if
every action just aims at a good, and that good aims at a good, and that good
aims at a good without end, then we would never act on the basis of a good at
all. And so, there has to be an ultimate end.
But he never gives up the fact that I
eat in order to nourish myself. I take medicine in order to be healthy. That’s
one good. And yes, my being healthy might be in order for me to achieve another
good, and that might be in order to achieve another good. But I wonder if you
give up a little bit too much—this, what could I call it, this internal or
mini-instrumentality—that, yeah, I do things for the sake of an end that is
outside of its action that I take to be good, even though that’s working toward
another good and, therefore, the ultimate good.
Dimitris: Well, absolutely. And I agree with that reading of
Aristotle, but in a sense, my point is, can we see a different notion of
instrumentality criticized by the Critique of Instrumental Reason? And
it seems to me, even the summary that you do about Aristotle points to that.
And the second point, which is a
historical one, is to say: what has been forgotten by forgetting that notion of
phronesis—and I pointed to it with reference to Aristotle for experience
here, but we can have other references. But it seems to me that there is what I
call a phronetic tradition that operates over
the centuries and gives very different articulations of this idea of phronesis.
So, for instance, the Epicureans
completely abandoned the idea of the ultimate end that we’ll find in Aristotle.
Or another example would be Spinoza. I mean, I read Spinoza in my Spinoza,
the Epicurean as a significant example in early modernity of constructing
an ethics and a politics based on the phronetic
tradition. And again, in Spinoza, you remember, for instance, the conclusion to
Book I of the Ethics, that notion of an ultimate telos is
completely rejected.
So I’m not trying to say that there is one phronesis or
one idea about phronesis that is the correct one or anything like that.
I’m really interested to unearth, to use Althusser’s terminology, an
underground current of the phronetic tradition
and find different articulations of it, because the contemporary discourse has
completely ignored it. And when the contemporary discourse talks about
instrumentality, it seems to me that it only refers to the notion of techne,
and that makes the description of experience a little bit poor.
David: So, I’m just going to ask us to pause for a minute because
we’ve already been mobilizing the idea of the phronetic
tradition and phronesis, and we may have listeners who don’t know the phronetic tradition and don’t know phronesis.
And I’m wondering if we can maybe lay that out a little bit—in large ideas or
brief characterization—so that people know what is actually being mobilized
here.
Leigh: Just first starting with—if you’ve never heard the word phronesis
before, it’s spelled P-H-R-O-N-E-S-I-S, so that’s what we’re talking about. And
as Dimitris said, most people trace it back to Aristotle, but there is a larger
tradition in which the content of phronesis is operative. But okay, I’ll
let you go, Dimitris.
Dimitris: And I should mention also, when I say phronetic
tradition, I don’t mean frenetic tradition, because I had students
writing essays about the frenetic.
Leigh: Oh, like with an F, like scurrying-around tradition.
Dimitris: Yeah, that’s right. Yes.
Leigh: Like a squirrel.
Dimitris: The phronetic
has nothing to do with the frenetic. As a matter of fact, the image of
the ancient sage who has tranquility is someone who has phronesis. So, phronesis,
in a sense, is the opposite of the frenetic.
The idea is that phronesis,
according to Aristotle—and I think according to most ancients; we find the same
idea both in Epicurus and Plato—phronesis is the primary ethical and
political virtue. And what they mean by virtue is a kind of action that has
effects.
In order for an action to have
effects, that kind of action, according to the ancients, has to involve a
consideration of certain means and ends. So, phronesis is a virtue that
concerns the effects of actions, and these effects of actions have certain
ends. But the end of phronesis itself is the good. And the good can
never be determined with certainty.
So, it’s a kind of instrumental
thinking that I think we do all the time in our everyday lives. I’ve been able
to describe that kind of instrumental thinking to my sons. Well, when they were
younger, whenever we act, we don’t necessarily act with a specific end in mind.
You know, I might be making a meal for my family, and the specific end is to
put the meal on the table. But there is another broader end, which is the
wellbeing of my family, good relations with other members of the family,
because I cater for them, and that kind of thing.
So, it is this kind of insight that
alongside the ends that we can specify very precisely, our actions carry a
certain instrumentality whose ends cannot be specified with precision. That’s
the notion of phronesis.
Leigh: Could you tie that just
a little bit to the importance that Aristotle places on phronesis as a
kind of habituation? Because I think that often, when we think about
instrumental thinking in the way that you’ve been discussing—and as it’s often
criticized in the contemporary Continental tradition among others—we think
about it as a form of reasoning, a way of getting from point A to point B. And
it leaves out the necessity of experience at all, which does seem to be
absolutely central to the notion of phronesis.
Dimitris: In fact, I would argue
it’s absolutely central to the notion of phronesis—the experience we
undergo in order to make a phronetic judgment.
Again, Aristotle is very good on that. And maybe other ancient authors would
have been very good on that as well, except it’s only in Aristotle’s work that
a long discussion of phronesis has survived.
In all other authors, there are, by
the way, references, but no systematic discussion. And hence why Aristotle is
so important. But the notion of phronesis in Aristotle, in Epicurus, and
later, is situated knowledge. In fact, in my book on ancient Greek philosophy,
I call it “queer” in the sense that phronesis is a calculation that
arises out of our response to given circumstances. And in that sense, it is a
performative judgment.
It doesn’t have a telos that is
an absolute telos. It doesn’t have a calculation that can be absolutely
certain. It is how you respond to the circumstances with an eye to achieve the
good. So, it is totally situated. That’s the fundamental idea of phronesis.
So, from that point of view, a lot of
the contemporary discourses, like, for instance, queer studies, would be very
much working in a kind of phronetic tradition
in my terms, even though they do not know that. And even though these
discourses tend to not be interested in the history of philosophy and that
underground phronetic tradition that I’m
referring to.
But that emphasis on the situatedness
is very, very significant—on the performativity.
Rick: Following from Leigh’s emphasis on experience and the
role—and one might even say necessity—of experience for phronesis, this
leads to a distinction I hear you making. Correct me if I’m wrong, but it seems
like a distinction between calculation, which always belongs to instrumental
reason, and judgment, which I want to say knows something, right?
Judgment has a certain kind of
knowledge, but it’s not quite the same as, say, calculation. I might not know
all the effects that my action is going to have. I don’t maybe even know all
the ends that I’m, in fact, striving for while I’m performing this action. But
it’s not like I don’t know anything. It’s not like I’m shooting in the dark.
And so, it seems to me that what goes along with your emphasis on phronesis
is a robust notion of judgment.
Dimitris: I completely agree with that and would hasten to add that
we need to make distinctions about different forms of judgment. So, it’s not a
kind of judgment of episteme—to put it in Greek terms.
That is, it’s not a judgment that
leads to scientific knowledge or is related to scientific knowledge. The kind
of practical judgment, phronesis, is distinct from calculation—if by
calculation, we mean something that can be determined as true or false at the
end of the process of calculation.
Rick: Right.
Dimitris: But keep in mind also that in ancient Greek, where the
notion of logos comes from, there’s a distinction between logos,
which is reason in general (and dialectic as well), and logistikon,
which is where the word "logistics" comes from.
When we’re talking about practical
reason, the Greeks use the term to logistikon,
which means both calculation and judgment. So, the distinction between judgment
and calculation is very small in ancient Greek. Indeed, practical judgment is
always calculated in some sense—in the technical sense, the sense of techne,
which we might call today “calculation,” and in the phronetic
sense, which we might call today “judgment.” The difference between the two in
Greek is very small.
Leigh: I think that’s really important, and it’s helpful in
reminding us that phronesis is always tied to virtues in a really,
really intimate way.
Just to use the example you gave: I,
of course, could calculate how to say something true. I could figure out the
logistics of speaking the truth. But I can’t calculate how to be an
honest person. To be an honest person requires habituation—a lot of practice
and a lot of judgment—to be able to determine, in any particular situation,
what is going to be the most honest way of acting here. Which, you know, may or
may not involve telling the truth perfectly, anyway.
So, I think that’s really helpful. And
I’m wondering if that’s really what you’re aiming for when you say we need to
remember or recover this phronetic tradition.
Are you saying we need to bring this back to virtue, basically?
Dimitris: Well, absolutely. I think the system of virtue is very
important. But virtue can be understood in two ways, okay?
One is the sort of ineffectual
way—which in my work I trace back to Stoicism—namely that honesty, or not
telling a lie, is good in itself. And then there’s the phronetic
tradition, which would say that telling the truth is involved in a calculation
that concerns the good.
If we say that truth is a good in
itself, we can remember the debate between Kant and Constant. The question is
posed to Kant: Well, if you’re at home harboring a friend who is running away
from a murderer, and the murderer knocks on your door and asks, “Is your friend
inside? Would you let me in to kill him?”—if you’re honest, Kant says, “Well,
of course, you’ll say my friend is here. You’re not going to lie.”
Whereas in the phronetic
tradition—and here the reference would be to Chapter 16 of Spinoza’s Tractatus
Theologico-Politicus—Spinoza says you have an
inherent right to lie, to be dishonest.
When does that happen? When a kind of
contract is broken. His example is: if you’re stopped in the middle of the
night by a highway robber and you promise them, under duress, to give them some
money the next day. Well, you have the right—if the circumstances change—not to
carry on with your promise.
You have the right, in other words, to say, “Well, I lied to
you at that point.” So the distinction, then, between
the two notions of virtue is whether a virtue is good in itself—just like an
action, playing tennis in Rick’s example earlier, may be good in itself. That
would be the tradition of the ineffectual. Or, there’s the tradition that says
virtue is discernible in its effects, and therefore it is subject to a kind of
instrumental judgment that the Greeks called phronesis. In that
tradition, we find other names as well.
Rick: We’ve had an
episode on lying, and we talked a lot about Kant’s essay on the supposed right
to lie. If I’m a Kantian and I tell the truth, and you ask me, “Why did you
tell the truth?” I have an easy answer. My answer is, “Well, because I acted in
such a way that the maxim of my action could be a universal moral law for all.”
So that was the good thing to do, and it was a moral action.
But if I adopt this more complex notion of virtue—that, as you
put it, a virtue is not good in itself but in its effects—then when you come to
me and say, “Well, why did you do this?” it seems to me I open myself up to you
saying, “Well, that’s wrong. You overlooked something,” or “That was the bad
thing to do in this context.”
This way of thinking about ethics seems to bring us into a
messy social and political world.
Dimitris: Oh,
absolutely. Yeah. It’s a different way of looking at ethics. I mean, my point
against the tradition of the ineffectual would be: sure, you can always take
the high moral ground by saying, “Hey, that’s good in itself, that’s honest in
itself,” or whatever.
But what about the effects of that good in itself? Like, what
if the murderer gets into the house and kills your friend? Sure, you’ve taken
the high moral ground, but, gee, now you have to dispose of the body. And I’m
not really sure that’s a particularly moral thing to do, you know? So that’s
one point.
Rick: And if you have
a body on your hands, don’t call it Kantian.
Dimitris: [Laughs]
Kant was very aware of this issue, you know. He feels sort of pressed at one
point in the Critique of Practical Reason to say, “How do we see the
moral law? How do we discern the moral law?” He seems exasperated by his own
internal questioning, and he says, “Well, look outside the window—at the
gallows in the square.” And that will remind you where the moral law is, what
the right thing to do is.
So, it seems to me that despite the appeal to a universal moral
law, despite the appeal to something that is virtuous or moral in itself, the
idea of the ineffectual—the sort of tradition of the ineffectual, as I call
it—that tries to ground ethics on something that precedes effectivity and is
outside of effectivity, and therefore outside of any instrumental calculation,
nonetheless employs instrumental calculation at a certain point. And it does so
in ways that deprive it of effectivity—deprive it of having any stake in what
the outcome of our actions would be.
Leigh:
I wonder if it’s the case that what actually happens is that what you’re
calling the ineffectual approach maybe loses its particular effectiveness in
specific cases, but it still always maintains its universal effectiveness.
And I know I’ve said this before on the podcast, but of course,
Kant also wouldn’t tell the murderer that his friend was in the house. But he
wouldn’t lie to the murderer either—I mean, I assume he wouldn’t, I hope he
wouldn’t. He wouldn’t lie to the murderer, but he also wouldn’t turn around and
raise his children thinking that lying is good, right?
That’s the point of that story. The lie remains the wrong thing
to do, even when, in some circumstances, you choose another good. You know,
there’s a conflict of duties here—you’re not supposed to lie, but you’re also
not supposed to use people as means to an end. In this case, to, I don’t know,
expose someone to the end of being a good, honest, moral person, or to help out
the murderer.
Whatever the case, that’s not the point. The point is that the
effectiveness of the moral law remains effective universally. It doesn’t have,
as you are pointing out, the kind of particular effectiveness, the local
effectiveness, of the phronetic tradition. But
I don’t want us to caricature too much the effectiveness of what you’re calling
the ineffectual.
Dimitris: Oh, absolutely. And I think there’s a very significant
value in the tradition of the ineffectual—not only in the Kantian sense but
also in the Heideggerian sense and the broader tradition that came to be called
Continental philosophy.
Let me perhaps take a step back,
because I think I’ve talked about all these issues—especially the distinction
between the phronetic and the ineffectual—as
if I’m entirely on the side of the phronetic.
And I am, but there’s also a larger problem here.
The larger problem can be framed this
way: If we go to an absolutely fundamental philosophical question—namely, the
question of being and acting, or, to put it differently, the question of
ontology and ethics—
David: Okay.
Dimitris: Assuming that the notion of being or ontology does not
carry the baggage of metaphysics, meaning it doesn’t rely on transcendence,
what happens then? When we have a purely materialist ontology, how can we say
that certain things are good or bad?
This is a question we find throughout
the tradition, articulated in many different ways. If you don’t have a notion
of transcendence to tell you that something outside of being determines what is
good and bad, you’re faced with a problem.
Because if being is one—if there is
nothing outside being, if being is a totality outside of which nothing exists,
as Spinoza called it “God or Nature”—then what is the source of your ethical
choices? How can you say that something is good or bad when whatever you do is
within being? The qualitative distinction between good and bad disappears.
This is a problem that we already find
in antiquity. For instance, Cicero’s On Fate
addresses this problem. It’s also the central issue in Pierre Bayle’s
dictionary in his response to Spinoza. Bayle critiques Spinoza’s materialist
monist ontology by claiming it makes it impossible to ground ethics.
In my argument, I suggest that
throughout the tradition, from ancient philosophy onward, there are only two
responses to this problem. One is to define virtue in terms of its effects—that
is the phronetic tradition. The other is the
tradition of the ineffectual, which starts with the Stoics and posits that
virtue exists outside of its effects, preceding and grounding them.
I think both of these traditions are
very significant. I don’t want to devalue either of them—they both have their
advantages and disadvantages.
To address the phronetic
tradition specifically, since I’ve been discussing the disadvantages of the
ineffectual tradition, I’d say the major disadvantage of the phronetic tradition is that the means and ends of phronetic calculations can never be certain.
This uncertainty opens the door for
manipulation. It allows people to be persuaded into actions that are against
their own good. This is essentially the problem we might call today populism.
Why is it that a political leader persuades people to vote for him, even when
he promises things that clearly won’t benefit them? Why do people act against
their own advantage?
I think this is the major problem of
the phronetic tradition—the issue of voluntary
servitude, or, as Spinoza puts it in the preface to the Theological-Political
Treatise, the question of why people act for their servitude as if they
were acting for their salvation or their good.
So, there are problems in both
traditions, but I think it’s really significant to remember both of them. That
helps us move beyond the critique of instrumental reason, which, as I said
earlier, leads us to forget the notion of phronesis.
Leigh: I think that’s very helpful. But I also think you’re moving
pretty quickly over a very slick rhetorical device you’re using here, which is
to call the position opposed to the phronetic
tradition “ineffectual,” as opposed to something else—like non-instrumental, or
ideal. Why not just call it phronetic and ideal?
Why is it phronetic
and ineffectual? Because “ineffectual” is a value-laden term.
Dimitris: Oh, it is. I actually get the term from a specific
source—namely Heidegger’s Letter on Humanism. Right? There are certain
expressions in German, like ohne Wirkungen or ohne Effekte, which are translated as “ineffectual,” meaning
“without effects.”
And I like to joke a little bit in my
writings because, you know, “ineffectual” both means “without effects” in the
sense Heidegger is describing in that very significant letter. I mean, he’s
addressing France—Paris, specifically—and that’s a hugely important essay for
subsequent French philosophy, as many books document.
The idea of what I call the
“ineffectual” enters Continental philosophy through this major source, Letter
on Humanism. That’s why I use the term.
But I also didn’t want to use a
specific articulation of the term, like the Kantian one, the Heideggerian one,
or the Derridean one, because I want to make a broader argument. There’s a
tradition here that hasn’t been fully recognized or given a name. It’s a
tradition that goes all the way back to Stoicism and consistently responds to
the same fundamental question: what is the relationship between ontology and
ethics?
Leigh: Yeah.
Dimitris: And the structure of this tradition is that there must be
some kind of action that precedes and grounds anything we do, precisely because
it exists outside of effects. I wanted to create a new concept to refer to
that, so I could capture this whole tradition.
David: In a sense, that’s the opening Levinas provides when he
disrupts the primacy of ontology and makes ethics first philosophy.
Dimitris: Precisely. And Levinas is a great example. But you’ll also
find very different articulations of the ineffectual throughout Continental
philosophy.
For instance, what Derrida calls the
“unconditioned”—whether it’s unconditional hospitality, justice, or something
else—you see the same structure there. And that’s why I wanted to create my own
concept. Concepts like the “other” in Levinas, the “unconditioned” in Derrida,
or “authenticity” in Heidegger are very different. They approach the
relationship between being and acting in distinct ways and emphasize different
things.
Yet, despite how these concepts are
built, they share the same structure: to talk about action, we need to
presuppose something—difference, for instance, in Derrida—that grounds
and precedes action because it exists outside of effects.
Hence, I wanted a concept that
captures this move, one that characterizes a number of philosophers, going all
the way back to Stoicism.
Rick: There’s a way in which hanging out at the end of
Aristotle’s story is a kind of ineffectuality. I’m thinking of how he
privileges theoria—the contemplative life—at
the end of the Nicomachean Ethics. In a way, that puts the whole ethics
on an ineffectual ground.
From a Marxian point of view, I think
one would have two problems with this, and they’re intimately connected.
The first is that privileging the
ineffectual—in the dual sense of “having no effects” and “doing nothing”—comes
from a position within the division of labor where my needs are already taken
care of.
And that leads to the second problem:
it presupposes a certain kind of class division. There are those who are able
to do nothing, and there must be those who do for the people who do nothing.
I’m wondering if this Marxian,
materialist-oriented way of thinking plays any role in your concern about
privileging what you call the ineffectual.
Dimitris: Oh, I think in the 20th century, the rediscovery of the
ineffectual by conservative thinkers was, in part, a way to bypass Marxist
thinking about politics and the economy, which they saw as instrumental. So,
the critique of instrumentality among conservative thinkers in the first half
of the 20th century is, among other things, positioned against Marxism.
We see this clearly in Hannah Arendt.
Initially, The Human Condition was meant to be a book on Marx, but when
she abandoned that project, she developed a typology of action. One part of it,
which she simply calls “action” pure and simple, is precisely the kind of
action that is outside any effectivity, outside any calculation.
So, the ineffectual is positioned
against Marxism. That’s a good example of the point I was making earlier: if we
begin with a materialist ontology—one that has no transcendence, no
metaphysical foundation—then there are only two answers to the question of how
to construct an ethic. One is the ineffectual, and the other is the phronetic.
It’s pretty easy to see that Marx
operates within the phronetic tradition. There
are many ways to approach this. For example, the notion of “interest” in the Communist
Manifesto reflects a competition between two kinds of interest: the
interests of the bourgeoisie and the interests of the proletariat. This allows
us to mobilize a political economy analysis to understand these dynamics.
Let’s not forget that the notion of
interest originates in the Scottish Enlightenment. Take Adam Smith, for
example, in his Theory of Moral Sentiments—that’s how he frames the
Epicurean notion of phronesis.
Leigh: That’s right.
Dimitris: He translates phronesis into a discourse of
interest. There’s a very direct linguistic link between the notion of phronesis
as I describe it and the phronetic tradition
that reappears in a new form in Marxism, now translated into the concept of
interest.
That’s what I was getting at earlier
when I said that I want to point out the great variety—and often contradictory
conceptions—of both the phronetic and the
ineffectual in the history of philosophy. There are many different
articulations of these ideas, but it’s important to recognize that if we start
with a modernist materialist ontology, these are the two options.
So, what happens if we approach ethics
and politics through this choice between the phronetic
and the ineffectual? That question is a significant motivating factor in the
books I’m writing.
Leigh: I want to ask you a question that I think might be helpful
for our listeners, who might feel we’re getting a bit too deep into the weeds
here.
If we start with a monist
ontology—where there’s nothing outside of being, no transcendence, just a fully
immanent ontology—I think a lot of people would say that it must follow that
everything that is, is necessary. Therefore, there’s no freedom, and you simply
can’t have ethics and politics without freedom.
So, I’d like to give you a chance to
explain to our listeners whether you think there is freedom and why it might be
important to reconceive a fully immanent ontology that can still retain ethics
and politics—without relying on transcendental cheat codes, as you seem to
suggest.
Dimitris: I think this is an excellent question, and it’s really the
question that brings freedom to the forefront of ethical and political
discourse in the 19th century. A major motivating factor for this was the
debates about Spinoza in the late 19th century, particularly with Jacobi.
Jacobi revisits and presents, yet
again, the kind of critique of Spinozism that we find in Bayle. Namely, if you
don’t have some notion of transcendence, how is it possible to say that one
action is good and another is bad? Without transcendence, you are fully
determined. You lack freedom.
We see this idea expressed in many
different ways. For instance, consider the existentialist notion of
angst—there’s nothing transcendent to hang my hat on and say, “This action is
good, and this action is bad.”
To take an example, if I’m walking on
the beach, whether I kill an Arab or not makes no difference. Everything is the
same. You see that in political discourse as well. If there are no principles
to tell us what is good or bad, then whether we vote for one party or another,
ultimately it makes no difference.
There is certainly a discourse that
says unless we have a robust notion of freedom rooted in the individual and
individual free will, we cannot have an ethical system. I fully recognize that
discourse, and if you hold that position, then you will have to hold an
ontology that includes transcendence.
My response to this discourse would be
to go back to antiquity, where this issue is already discussed. In antiquity,
freedom is not an ethical or political virtue. You don’t find freedom as a
virtue in ancient ethics. Why? Because freedom is defined very precisely in
antiquity.
Freedom is freedom from the idea that
the only causes that determine us are, as Cicero says in his On Fate,
“unbroken causes” or natural causes. Freedom, in this sense, is the recognition
that we can also make certain calculations about the effects of our actions.
Why is that? Because we will never
know all the causes that determine us. We can never be fully conditioned, to
use Kantian terms, if we understand “conditioned” from an epistemological
perspective. So, freedom is the rejection of reducing our actions to an
idealistic conception that we are externally conditioned.
Freedom, then, is not about some
independent, free will that allows us to make decisions entirely detached from
conditions. If we discard the idea of free will, we need a different foundation
for understanding ethics and politics.
What I’m advocating for is an ethics
and politics where freedom—or at least freedom of the will—is not a central
concept. This aligns with Spinoza’s conception of freedom. Moira Gatens and
Genevieve Lloyd, in their book on Spinoza, describe his idea of freedom as
“freedom from the free will.”
Leigh: That’s right.
Dimitris: That was a very influential idea for me, and I’ve worked on
it quite a lot. For example, my book on Kafka looks at Kafka as a comic writer
in the sense that many of his jokes are about the absurdities of the free will.
Rick: But in this sense, what you referred to earlier as the
problem of action now seems to be an epistemological problem. That is, the
reason why we should struggle over the ineffectual versus the phronetic, why we might want to champion the phronetic, and so on, is simply because we don’t
know the ways in which we’re determined. And we also don’t know the outcomes of
our actions.
By the way, even if we did know the
outcomes of our actions, we couldn’t choose otherwise.
Dimitris: Well, in a sense, I agree with that. It is an
epistemological problem too, but I would argue that the sort of modern
separation of epistemology, ontology, ethics, and so on is challenged by the
monist materialism I’m referring to.
For the ancient Greeks, the ethical,
the ontological, and the epistemological are not separated. So, when I talk
about being fascinated by the history of how ontology and ethics—or being and
action—come to be thought together, how their relationship is explored in the
philosophical tradition, this doesn’t exclude other branches of philosophy.
It’s just to say that you cannot
privilege one of these sides. The question about what is, and how we exist
within what is, includes every branch of thought. That’s significant.
If that’s the case, then why privilege
the epistemological? Why claim that, in order to have any semblance of
wellbeing or to escape existential angst, we need a free will? This presupposes
that we can make judgments as individuals—whether these are described in
epistemological terms or any other terms—judgments in our minds about how to
act. And that’s the register of our freedom.
To me, that approach separates
discourses that don’t need to be separated.
Leigh: But why wouldn’t arriving at the position you just
described be the consequence—the effect—of a certain calculation about several
different questions at once? Epistemological questions, moral questions,
political questions?
Dimitris: Indeed. And that would mean that philosophy is a practical
matter. I completely agree with that.
Leigh: Right. I assumed you were going to say that was the case.
Dimitris: You’re reading my mind.
Leigh: Maybe to connect the dots—aren’t you saying, then, that
what you’re calling the ineffectual, the tradition of the ineffectual, is
itself a phronetic tradition?
Dimitris: Oh, absolutely.
Leigh: Okay.
Dimitris: I think there are two main arguments against the
ineffectual. One is that it’s ineffective for the reasons I described earlier.
The second is that it’s self-contradictory. As a matter of fact, it presupposes
the phronetic tradition, whether it wants to
or not.
Leigh: Right.
Dimitris: And, you know, from that point of view, I think it’s worth
remembering that in antiquity, the main philosophical battle lines are drawn
between the Epicureans and the Stoics.
Leigh: Right.
Dimitris: The Platonic Academy and the Aristotelians are not as
significant from a certain point onward. And why is that? I think it’s because
the fault line lies between whether we can think of virtue in terms of its
effects or outside of effectivity—and what the arguments are for one or the
other.
One of the main arguments against the
Stoic position, which conceives of virtue in itself, is to say, well, it’s
never entirely in itself; it always has certain effects, and therefore it is
always phronetic. Paradoxically—and I think
this is worth pondering for those deeply committed to the critique of
instrumental reason—this is, mutatis mutandis, precisely the critique of
instrumental reason.
When Heidegger and Adorno argue that
any form of technicity presupposes structures of power, that’s perfectly
correct. But it doesn’t follow that we can step outside the realm of
effectivity.
Leigh: Right.
Dimitris: Because everything is indeed structured by forms of
calculation.
David: The way you’re describing this forgetting of phronesis
and the phronetic tradition brings us to a
question of power. How does the ineffectual tradition usurp the position of
power held by phronesis in ethics after the ancients? What accounts for
the need to recover it and displace the way philosophy has developed since
then?
Leigh: Before you answer that, can I piggyback on the first part
of that question? Because that’s very close to what I was going to ask as well.
And really, it’s a historical point.
You’ve been describing this evolution of these two separate traditions, moving
from the ancients directly into the modern and contemporary periods. But it
seems to me that you’re skipping what actually usurped the phronetic
tradition you’re describing—the advent of the Abrahamic tradition.
The Abrahamic tradition is perhaps the
most important institution of transcendental ontology. So
when you answer David, if you could slide that in as well, that’d be awesome.
Dimitris: That’s exactly where I was intending to go.
Leigh: We are really mind-melding, Dimitris.
Dimitris: We are in each other’s minds right now.
In my account, there are two
fundamental historical points where the ineffectual comes to dominate. One,
which we’ve already discussed, is Kantianism and transcendental idealism. The
other is Judeo-Christian metaphysics.
The example I like to give—kind of
exhibit A for this point—is Augustine’s City of God, Chapter 19.
Augustine’s most explicit engagement with ancient philosophy occurs there.
How does he engage with ancient
philosophy? He refers to a system of ends, a system of calculations developed
by Varro in antiquity. Augustine presents it with great precision and respect,
which is not always the case when he engages in polemics. He essentially
describes the phronetic tradition.
Then Augustine says: if you want to be
a Christian, you cannot subscribe to this tradition, because this tradition
reduces the ethical to this world. And this world, he argues, is a world of
misery. To escape this world of misery, we must posit another world—the City of
God.
The ethical principles that govern this different world are
very simple. There are two principles: the love of God and the love of the
neighbor—what came to be called in Latin, caritas. These principles are
outside this world of material reality. They exist outside natural causality:
love of God and love of neighbor.
I would say this marks a really significant political moment
for the dominance of the ineffectual tradition. Now, when I make this point,
the question I always get is, “Ha, you’ve contradicted yourself because you
said the phronetic and the ineffectual are the
two ways in which we can respond.”
And I would reply, “Ha, ha, you haven’t read my book on
Spinoza,” because I think Spinoza is really, really good on this point.
Rick: Always be
selling, Dimitris. Always be selling.
Dimitris: Absolutely.
I’ll provide a discount code as well—I’ll ask my publisher for a discount code
just for the listeners of Hotel Bar Sessions.
But the point Spinoza makes is that any ontology that relies on
transcendence—this is really the focus of the first six chapters of the Tractatus
Theologico-Politicus—is presupposing a monist
ontology whether it wants to or not.
Spinoza uses irony to make this point. For example, he says at
one point that Moses went up to Mount Sinai to be closer to God in order to
communicate with him. I mean, that’s ridiculous. Even if you understand God as
transcendent, you’re not going to get closer to Him by climbing Mount Sinai.
Leigh:
You just get better reception up there.
Dimitris: Maybe—maybe
they had better microphones, you know.
But when I say we start with a monist materialist ontology, the
point is not that there’s another ontology, an ontology of transcendence. In
fact, the ontology of transcendence is simply one mistaken version of a monist
materialist ontology.
And it seems really significant to me that the ontology of
transcendence leans entirely on the ineffectual tradition—not on the phronetic tradition.
Leigh:
I have a very practical question I’d like to ask. How do you teach an ethics
class now?
Dimitris: Well, I’m
not sure. I don’t teach ethics as such, you know. But it seems to me that it’s
very important to question certain dichotomies that we take for granted in
ethics. For instance, deontology versus utilitarianism, or compatibilism versus
incompatibilism.
Take deontology versus consequentialism as an example.
Deontology clearly belongs to the ineffectual tradition. You have certain
principles or values that govern action, which are themselves, to use Kantian
terms again, outside natural causality.
The opposite of deontology is supposed to be utilitarianism.
But isn’t utilitarianism also presupposing that, in order to calculate the
greatest good, you need a calculus that itself exists outside experience? It
exists outside calculation.
So, in fact, I would argue that the consequentialist tradition
also belongs to the tradition of the ineffectual because it posits something
outside experience. Or, to put it differently, anything that doesn’t understand
ethics and politics in a performative sense, or in a queer sense, belongs to
the ineffectual tradition.
And there’s nothing particularly queer or performative about
utilitarianism. If that’s correct, then it poses a big challenge to what the
curriculum for an ethics course in a university department would look like.
Leigh:
Listeners won’t have seen this, but when he said “an ethics course,” he put big
scare quotes around it.
Dimitris: That’s
right.
Leigh: So, I suppose my next question would be: do you think maybe
the enterprise of teaching ethics courses or political theory courses in
philosophy is just ill-advised? Should we instead only be teaching ontology
courses?
Dimitris: Oh, absolutely not. I’m interested in teaching philosophy,
whether it’s branded as metaphysics, political philosophy, or ethics. The very
modern idea of separating these disciplines—well, that separation starts in
medieval times, but the splintering we see now is a product of the 19th
century. It has a lot to do with the development of the institution of the
university.
Maybe I just want to teach philosophy.
I don’t want to teach ethics, ontology, or metaphysics as isolated fields. What
would it be like if people thought philosophically, as opposed to thinking
about epistemology, or thinking about moral theory, or thinking about
metaphysics, and so on?
It seems to me that this approach is
more likely to appeal to someone who calls themselves a Continental
philosopher, as opposed to an analytic philosopher. An analytic philosopher at
this point would freak out, saying, “Hey, how can we possibly have a well-articulated
philosophical question unless that question is articulated within the terms we
use in moral philosophy, metaphysics, or whatever genre”—scare quotes again—“we want to employ?”
But I think that, to be a consistent
modernist materialist, you have to say you’re doing philosophy—not ethics,
epistemology, or metaphysics as distinct fields.
Leigh: Totally agree.
Rick: I’m pretty sure that the analytic philosophers would have
freaked out way before that moment.
Dimitris: Oh, I think they’ve logged out by now—long before this
point, you know.
Rick: What I want to say might be a little unfair because I’ve
seen more recent aspects of your thinking about this—namely, what you call
agonistic politics. It seems to me that your thinking in that direction is
partly an answer to Leigh’s question.
This approach to action—a
philosophical approach that isn’t just an ethical approach, but takes in
epistemology, politics, metaphysics, and so on—uniquely leads to a way of being
human in which we’re working these things out together. Sometimes it’s in cooperation,
and sometimes in more antagonistic relations with one another. But that’s what
ethics and politics look like: striving to live together.
Dimitris: Well, absolutely. The project is called The Agonistic
Condition, and the reason it’s called The Agonistic Condition is as
a reference to Hannah Arendt’s book, The Human Condition. So, when I
refer to agonism, I’m referring to the ontology of the human that Hannah Arendt
is addressing.
But there’s also a very polemical
element to the book. It’s probably the most polemical book I’ve written. The
notion of agonism is incorporated—or circumscribed—within the book itself.
Basically, the argument is this: if we
look at the notion of agonism as it has developed over the last 30 years or
so—it’s a relatively new concept that comes from political theory—and examine
how it has been developed in conversation with Continental philosophy, we find
something consistent.
Across the various theories of
agonistic politics or agonistic democracy—whether it’s William Connolly,
Chantal Mouffe, or more recent thinkers like Oliver Marchart, whom I regard as a very significant thinker—all
of them, invariably and in different ways, have recourse to the ineffectual. At
some point, they fall back on a notion of action and ethics that exists outside
of effectivity.
Hannah Arendt is a very good example
of this. Her notion of action—action for its own sake—embodies this recourse to
the ineffectual.
What I’m trying to argue is that if we
are to have a robust notion of agonism, we actually need to return to the phronetic tradition. The very idea of agonism as a
concept that describes our human condition—to borrow Arendt’s language
again—goes back to a fundamental characteristic of phronesis.
Namely, that the phronetic
calculations we make are never certain. And this uncertainty is the source, not
of the good—for the good can never be defined with certainty—but of the way we
interact with each other.
That interaction is premised on a
fundamental disagreement. We can never know for certain what the end of our
actions—the good—will be. To include the other ethically requires acknowledging
that uncertainty. Similarly, we can never know for certain what means are at
our disposal to achieve that end.
So, I want to describe the human
condition through an agonistic vocabulary, focusing on the ways we interact
with one another because we disagree—because we are in a state of
conflict—without recourse to the ineffectual, as is often the case in the discourse
of agonistic democracy as it has developed over the last 30 years.
Rick: You’ve kind of circled back to something you said earlier.
Earlier, you mentioned that one of the dangers of what you call the phronetic tradition is that, yes, the critique of
instrumental reason was correct—it can be manipulated. It can be used in ways
that take power out of our hands, and so on.
But now you come back around and say,
“Okay, yes, that might be the case, but also this phronetic
tradition is the only possibility for democracy.” Any recourse to the
ineffectual is going to be inherently anti-democratic.
Before, you talked about the danger of
the phronetic tradition. But now, you’re
pointing out that while the danger still exists and may even be unavoidable,
it’s a danger that exists within and is unavoidable in the very pursuit of
democracy.
Dimitris: I completely agree with that. I think democracy is a very
dangerous concept—not in a negative sense. It’s like something Jacques Derrida
says: the greatest threat to democracy is democracy itself.
That idea goes back to the discourse
on voluntary servitude that I mentioned earlier. Why is it that people choose
to support a political power—whether it’s a single person, a group, or
whatever—that doesn’t cater to the good? I think that’s a very pertinent
question, especially following the November elections.
Leigh: You know, just a few days after the election, the comedian
Jon Stewart made a comment that I think he probably intended as a bit of a
salve for people who felt like they’d fallen into the pit of despair. It was
also a reminder that elections aren’t really where democracy happens.
He called democracy a “lunch-pail
job.” He said there are millions of people showing up every day, making little
actions, navigating a million different bureaucratic structures to try to get
something done, and then going back and recalculating their way through those
structures to ensure it did get done. Then they get up the next day and
do it again—forever.
And it seems to me that, in a way, the
picture of ethics and politics you’re giving us here is also a lunch-pail job.
It’s about a lot of local calculations. To the extent that we want to—as you
said earlier—hang our hat on something like the presidential election that only
happens once every four years, or congressional elections every two years,
we’re really missing where ethics and politics actually take place.
Dimitris: At one level, I completely agree with you. In my
terminology, democracy is indeed the agonistic condition: the idea that when we
interact, that interaction presupposes a certain element of conflictuality.
Therefore, every action we undertake
carries this charged, democratic element, as you described. However, I’d add
one thing, and it’s important—I’ll confess that I’ve changed my mind about this
over the years.
It seems to me that this idea of
continuous democracy can lead in one of two directions. It can lead to a
radical anarchism—“Hey, fuck institutions because they
cancel out that continuous democratic element.” I’ll admit that, for a long
time, I was in that camp. For a very long time.
Or, it can lead to a statist
commitment, which says that institutions matter. There’s no ideal set of
institutions, of course, but still, institutions matter. The way we interact at
the everyday level is important, but the way those interactions are mediated by
structures of power—legislated into institutions—also matters.
For me, it was really Spinoza who
taught me that to truly belong to the phronetic
tradition, you have to be an institutionalist. Anarchism, I think, is a
cop-out. It can lead to nihilism, to the idea that whatever you do, it doesn’t
matter—it’s all the same.
So, I’m a statist. I think every
action we undertake has that democratic charge you’re describing, but let’s not
forget that institutions matter.
Hannah Arendt is really good on this
point as well. She argues that our actions structure the way we relate to one
another. But let’s not forget the realm of the political—the constitution and
the role it plays in shaping those interactions, and so on. I mean, there is
an idea that our actions structure the way they relate to one another. But hey,
let’s not forget the realm of the political—the constitution and the role it
plays and so on.
Leigh: Well, I hate to be the one to say it, but unfortunately,
our bartender has called last call.
Rick: What an appeal to transcendence!
Leigh: She’s asking us to calculate the judgment to get the hell
out of here—ASAP.
Dimitris, this has been a truly
fantastic conversation. I can’t thank you enough for joining us here.
Dimitris: The pleasure was mine. It’s always great to have a
conversation accompanied by a nice drink.
Leigh: Indeed—and you’re welcome back for another anytime.
Dimitris: Absolutely.
Leigh: All right, folks, I’ll catch you next time.
David and Rick: Bye.